Wealth Advisor Associate


: $91,400.00 - $141,030.00 /year *

Employment Type

: Full-Time


: Accounting

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Wealth Advisor Associate

The Morgan Stanley Wealth Advisor Associate (WAA) program offers a unique opportunity to prepare and develop the skillset for a career as a financial advisor. While leveraging your strengths, the program will provide in-depth insight in to the nuances of wealth planning and the innovative digital tools and resources advisors utilize to support and promote their businesses.Through the program, you ll learn how to fine tune your skills so you can better help high-net worth clients uncover their long-term objectives and take the steps necessary to reach their goals. You will learn how to utilize Morgan Stanley s state-of-the-art tools and, by working with experienced Financial Advisors, you ll discover how wealth management strategies can help clients better prepare for their financial future. Upon completion of the 2-year program, you will transition into our 3-year Financial Advisor Associate (FAA) Program.

Becoming a Financial Advisor at Morgan Stanley will allow you to:

Help Others Achieve Their Goals - You can help others achieve their personal and financial goals and make a difference in their lives.

Make a Difference While Accomplishing Work-Life Balance - As a Financial Advisor you will have the freedom to control your work schedule and the flexibility to achieve work-life balance as you manage your own business.

Play Your Part Listen to your clients and work with them to activate portfolios towards what s most important to them, advocating for sustainable, responsible and impact investing strategies that directly contribute to environmental, social and governance factors.

Build a Personally and Financially Rewarding Career You have the potential to grow your business, care for your clients and meet your personal financial goals.

To succeed, you ll need the right combination of personal attributes:

  • Drive: As a Financial Advisor, you are entirely responsible for generating your own income. To succeed, you ll need to be organized, focused and highly disciplined.

  • Ambition: You ll work hard, struggle through slow periods and face tough challenges while building your business. You re the kind of person who doesn t give up and knows you ll get to where you want to be.

  • Accountability: There are no shortcuts to succeeding in this business, and you ll need to be demanding of yourself. You ll treat your clients properly, with consistency and care. You ll be diligent in your work and in disclosing details your clients need to know.

  • Confidence: Assurance in yourself and your work conveys to your clients a feeling of confidence in their choices and financial future.

A Training Process Geared Towards Your Success

Our two year WAA Program is a unique opportunity that prepares you to become a Financial Advisor with fine-tuned financial planning skills. The program is broken out into three phases:

Phase 1

This phase includes Financial Advisor preparation skills such as business planning, product knowledge, consultative selling and prospecting. WAAs are required to pass the pass the Securities Industry Essential ( SIE) Exam and obtain the Series 7 and 66 licenses and attend National Performance Training Sessions.

Phase 2

WAAs learn how to develop thorough financial plans and financial goal analyses and the skills and knowledge required to drive goals based wealth management with Financial Advisors and their clients.

Phase 3

WAAs are paired with Financial Advisors to put knowledge into practice and develop financial plans and financial goal analyses with clients while gaining more insights on Morgan Stanley s wealth planning solutions. WAAs will also buildtheir own book of business, while still focused on supporting financial planning development and goals based wealth management.

Upon completion of the WAA Program, you will transition into the 3-year Financial Advisor Associate (FAA) Program. FAAs are responsible for using business-management knowledge, wealth planning knowledge and networking talents to provide clients with individualized and comprehensive financial services and investment strategies.

Job Responsibilities

  • Complete proprietary training in finance, wealth planning, investment strategies and products.

  • Assist Financial Advisors with helping their clients articulate their financial goals within the context of their investment strategy

  • Drive goals based wealth management strategy with Financial Advisors and their clients

  • Deliver exemplary service and financial guidance to clients, including recommendation of suitable investments and proposed financial strategies.

  • Complete a minimum number of approved LifeView financial plans and/or financial goal analyses each month.

  • Comply with all regulatory requirements, including licensing and registrations.

Wealth Advisor Associate

Job Requirements

Successful candidates will be able to weave business management skills, financial planning abilities and networking talents to grow their own business, and then support their clients by addressing a spectrum of financial and investment needs:

  • Holder of a bachelor s degree or equivalent to five years professional experience in business development, management, sales, legal, accounting, education, military, finance or other business-related field.

  • Exemplary in communication, presentation, time-management and organizational skills.

  • Talented at networking with businesses and personal communities.

  • Proficient at listening to client needs, and then be capable of skillful construction of tailored financial solutions.

  • Authorization to work in the U.S. without durational restrictions.

  • Successful completion of background check and pre-employment assessments.

  • Knowledge of Money Guide Pro and/or Certified Financial Planner (CFP ) (preferred).

Hiring Process

Our hiring procedure is a multistep process that can take four to six weeks to complete. Successful candidates can expect to complete online assessments, two or three rounds of interviews, and business planning exercises. All offers of employment are contingent on a background check.

How To Apply Visit

About Us

Morgan Stanley Wealth Management, a global leader, provides access to a wide range of products and services to individuals, businesses and institutions, including brokerage and investment advisory services, financial and wealth planning, cash management and lending products and services, annuities and insurance, retirement and trust services.

It is the policy of the firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, gender, gender identity or expression, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy (including unlawful discrimination on the basis of a legally protected pregnancy/maternity leave), protected veteran or military service status, genetic information, or any other characteristic protected by law. Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet).

A LifeView Financial Goal Analysis or LifeView Financial Plan ( Financial Plan ) is based on the methodology, estimates, and assumptions, as described in your report, as well as personal data provided by you. It should be considered a working document that can assist you with your objectives. Morgan Stanley Smith Barney LLC ( Morgan Stanley ) makes no guarantees as to future results or that an individual s investment objectives will be achieved. The responsibility for implementing, monitoring and adjusting your financial goal analysis or financial plan rests with you. After your Financial Advisor delivers your report to you, if you so desire, your Financial Advisor can help you implement any part that you choose; however, you are not obligated to work with your Financial Advisor or Morgan Stanley.

Important information about your relationship with your Financial Advisor and Morgan Stanley Smith Barney LLC when using LifeView Goal Analysis or LifeView Advisor. When your Financial Advisor prepares and delivers a Financial Goal Analysis (i.e., when using LifeView Goal Analysis), they will be acting in a brokerage capacity. When your Financial Advisor prepares a Financial Plan (i.e., when using LifeView Advisor), they will be acting in an investment advisory capacity with respect to the delivery of your Financial Plan. This Investment Advisory relationship will begin with the delivery of the Financial Plan and ends thirty days later, during which time your Financial Advisor can review the Financial Plan with you. To understand the differences between brokerage and advisory relationships, you should consult your Financial Advisor, or review our Understanding Your Brokerage and Investment Advisory Relationships brochure available at

Morgan Stanley Wealth Management is a business of Morgan Stanley Smith Barney LLC. Member SIPC

CRC 2224497 8/18

* The salary listed in the header is an estimate based on salary data for similar jobs in the same area. Salary or compensation data found in the job description is accurate.

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