• Wells Fargo
  • $107,825.00 -142,490.00/year*
  • Minneapolis , MN
  • Legal
  • Full-Time


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At Wells Fargo, we want to satisfy our customers' financial needs and help them succeed financially. We're looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you'll feel valued and inspired to contribute your unique skills and experience.



Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.



*Corporate Risk* helps all Wells Fargo businesses identify and manage risk. The team focuses on several key risk types, including conduct, credit, financial crimes, information security, interest rate, liquidity, market, model, operational, regulatory compliance, reputation, strategic, and technology risk. The group provides leadership, enhances communications, assists with problem identification and solutions, and shares best practices. In addition, the group provides an enterprise-wide view of risk, assists management and our Board of Directors in identifying and monitoring risks that may affect multiple lines of business, and takes appropriate action when business activities exceed the risk tolerance of the company.



The Consumer Banking Compliance (CBC) Shared Services team is responsible for program requirements across the CBC organization and serves as a centralized utility that supports business aligned compliance teams within CBC.



This role will be part of a team responsible for coordinating activities to support Consumer Banking Compliance when they are engaged by Wells Fargo Audit Services and Regulatory Examiners. The successful candidate will facilitate meetings with the proper regulator and ensure preparedness with speakers and documentation. Additionally, you will review materials for completeness and provide credible challenge to ensure requests are filled timely and within the spirit of the examining party's request.



*Exam and Audit Coordinator responsibilities include:*



* Single point of contact for the Examiner during regulatory examinations.

* Manages and provides active oversight during the regulatory response process.

* Understands the Regulatory Relations Policy and can lead business partners through a regulatory exam.

* Ensures the proper level of senior executive engagement and subject matter expertise is involved and aware of actions required.

* Facilitation and governance of all communication and documentation between Examiner and Consumer Banking Compliance.

* Provides guidance and credible challenge regarding audit and exam deliverables and responses. Obtains Compliance and Legal approval when necessary.

* Maintains documentation and tracking ensuring timely delivery to the examining entity.

* Identify and inform leadership, Compliance Officers, Legal to ensure emerging concerns and recommendations are conveyed and fully addressed.

* Provides proactive oversight and credible challenge of remediation activities and corrective actions that result from audits and examinations.

* Coordinates onsite logistics and scheduling of meeting with Regulators.

* As appropriate, coordinates the Bank's response to regulator supervisory letter.



*Please note:* Based on the volume of applications received, this job posting may be removed prior to the indicated close date. If you do not apply prior to the closing of this posting, we encourage you to apply for other opportunities with Wells Fargo.





Required Qualifications:



* 6+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both; or 6+ years of IT systems security, business process management or financial services industry experience, of which 3+ years must include direct experience in compliance, operational risk management, or a combination of both





Desired Qualifications:



* Advanced Microsoft Office skills

* Excellent verbal, written, and interpersonal communication skills

* Strong analytical skills with high attention to detail and accuracy

* Ability to interact with all levels of an organization

* Experience working with executives, senior managers and subject matter experts across Wells Fargo

* Ability to work and influence successfully within a matrix environment and build effective business partnerships with all levels of team members

* Experience working with internal and external auditors and examiners

* Ability to evaluate risks and the impact of decisions on an overall organization

* Knowledge and understanding of banking: regulations, compliance, policies, process, and procedures

* Ability to take initiative and work independently with minimal supervision in a structured environment

* Strong organizational, multi-tasking, and prioritizing skills

* Strong presentation skills

* Strong project management skills

* An active Certified Regulatory Compliance Manager (CRCM) designation

* Certified Internal Auditor (CIA)

* Experience coordinating internal audits or examinations conducted by external parties





How to Express Interest in This Job: Wells Fargo invites you to apply for this job at







All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.



Relevant military experience is considered for veterans and transitioning service men and women.

Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.



Relevant military experience is considered for veterans and transitioning service men and women.



Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.
Associated topics: business, counsel, court, internal, lawyer, legal, legal affairs, legal department, llp, market

* The salary listed in the header is an estimate based on salary data for similar jobs in the same area. Salary or compensation data found in the job description is accurate.

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